Heather Ogren Hale

Current Employers

Employment History

• 07/2016 → 03/2017
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2017 → 03/2019
  Peak Financial Planning, Llc
  Nashville, TN
• 07/2016 → 03/2017
  Nashville Private Wealth Management
  Nashville, TN
• 03/2019 → Present
  Thoroughbred Financial Services, Llc
  Brentwood, TN

Previous Registrations

• 2017-06-15 → 2019-03-06
  Peak Financial Planning, Llc
  Nashville, TN
• 2016-07-18 → 2017-04-07
  Cambridge Investment Research Advisors, Inc.
  Nashville, TN
• 2015-01-16 → 2016-07-18
  Msi Financial Services, Inc.
  Memphis, TN
  Franklin, TN
• 2012-01-06 → 2015-01-20
  Transamerica Financial Advisors, Llc
  Brentwood, TN
• 2008-01-11 → 2012-01-06
  Investment Advisors International, Inc.
  Brentwood, TN
  Louisville, KY
• 2004-02-17 → 2007-07-25
  World Equity Group, Inc.
  Brentwood, TN
  Brentwood, TN

Other Businesses

Diversified Partners, Inc, Investment Related, 5110 Maryland Way, Suite 300, Brentwood, TN 37027, Registered Investment Advisor, Secretary/ Treasurer, 10/2021- present, 20 hours per month; 16 hours during trading hours; handle administrative duties. THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 2019- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-01
• S63 Uniform Securities Agent State Law Examination
  2002-02-04

Designations

Other Names

• Heather Ogren
• Heather Hale