Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2009-10-05

Branch Locations

10800 Pecan Park Blvd Ste 415, Austin, TX 78750-1224 • United States

Cedar Park, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 10/2009 03/2020
Ameriprise Financial Services, Inc. Austin TX 10/2009 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Austin, TX
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Austin, TX
  • 03/2020 → Present
    Austin, TX
Previous Registrations
  • 2006-03-23 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Austin, TX
    Austin, TX
Other Businesses

Real Estate Ownership; Single Family; 160 N. Myrtle Drive, , Santa Rosa Beach, FL, 32459; Not Investment-Related; 02/25/2021. Business Ownership; Your my Boy Blue LLC; LLC established to pay employees and cover expenses of AFG practice; Pay employees and AFG expenses related to business; 2907 Allerford Ct., , Cedar Park, TX, 78613; Not Investment-Related; 03/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours / YMBB; Owner; Real Estate; 2907 Allerford Ct., , Cedar Park, TX, 78613; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Your my Boy Blue LLC; President - LLC established to pay employees and cover expenses of AFG practice; ; 2907 Allerford Ct., , Cedar Park, TX, 78613; Investment-Related; 03/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-10
S63 Uniform Securities Agent State Law Examination 2001-12-31
  • S65 Uniform Investment Adviser Law Examination
    2006-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-12-31
Other Names
  • Neil Blair Walters
  • Neil Walters

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor