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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maquette Bank | Chicago | IL | 03/1999 | Present |
| Invest Financial Corp | Tampa | FL | 02/2003 | 01/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2018 | Present |
| Cetera Investment Advisers Llc | Orland Park | IL | 01/2018 | Present |
1. COLOR STREET, SELL DRY NAIL POLISH SETS, 3/HRS/WK 2. OWNER OF TRANTALIZING TRINKETS BY AMBER; MAKE AND SELL EARRINGS, BRACELETS, NECKLACES, PENS, WINE STOPPERS, AND WINE CHARMS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-29 |
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