Amber Lee Harris

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Maquette Bank
  Chicago, IL
• 02/2003 → 01/2018
  Invest Financial Corp
  Tampa, FL
• 01/2018 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 01/2018 → Present
  Cetera Investment Advisers Llc
  Orland Park, IL

Previous Registrations

• 2016-02-19 → 2018-01-08
  Invest Financial Corporation
  Orland Park, IL
  Orland Park, IL
  Orland Park, IL
  Orland Park, IL

Other Businesses

1. COLOR STREET, SELL DRY NAIL POLISH SETS, 3/HRS/WK 2. OWNER OF TRANTALIZING TRINKETS BY AMBER; MAKE AND SELL EARRINGS, BRACELETS, NECKLACES, PENS, WINE STOPPERS, AND WINE CHARMS

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-19
• S63 Uniform Securities Agent State Law Examination
  2004-11-29

Other Names

• Amber Lee White