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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-01-05
  • IL RA
    APPROVED
    Since 2018-01-05

Branch Locations

9533 143Rd St, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maquette Bank Chicago IL 03/1999 Present
Invest Financial Corp Tampa FL 02/2003 01/2018
Cetera Investment Services Llc St.CLoud MN 01/2018 Present
Cetera Investment Advisers Llc Orland Park IL 01/2018 Present
  • 03/1999 → Present
    Maquette Bank
    Chicago, IL
  • 02/2003 → 01/2018
    Invest Financial Corp
    Tampa, FL
  • 01/2018 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2018 → Present
    Orland Park, IL
Previous Registrations
  • 2016-02-19 → 2018-01-08
    Invest Financial Corporation
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
Other Businesses

1. COLOR STREET, SELL DRY NAIL POLISH SETS, 3/HRS/WK 2. OWNER OF TRANTALIZING TRINKETS BY AMBER; MAKE AND SELL EARRINGS, BRACELETS, NECKLACES, PENS, WINE STOPPERS, AND WINE CHARMS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-19
S63 Uniform Securities Agent State Law Examination 2004-11-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-19
  • S63 Uniform Securities Agent State Law Examination
    2004-11-29
Other Names
  • Amber Lee White

View on SEC IAPD

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