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Sanjayraj G Khanna

Wells Fargo Clearing Services, LLC

Wolcott, CT

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
CT RA APPROVED 2006-09-22
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • CT RA
    APPROVED
    Since 2006-09-22

Branch Locations

815 Wolcott Rd, Wolcott, CT 06716 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Shelton CT 04/2004 Present
Wells Fargo Advisors Llc Ansonia CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 Present
  • 04/2004 → Present
    Wachovia Bank, N.A.
    Shelton, CT
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ansonia, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Ansonia, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 2001-12-21
  • S65 Uniform Investment Adviser Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2001-12-21
Other Names
  • Sanjay Khanna

View on SEC IAPD

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Other Investors

DAWN M ROSA
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STEPHEN DOUGLAS HAYWOOD
JENNIFER DEXTER DIPIETRO
EMILY SUI-LING MEDREK
HEATHER A. HEPBURN
DAVID JOSEPH COPPOLA
Chelsea Anne Le Moine

Other Offices

LPL FINANCIAL LLC · WOLCOTT, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · WATERBURY, CT
ALLSTATE FINANCIAL ADVISORS, LLC · Waterbury, CT
LPL FINANCIAL LLC · WATERBURY, CT
LPL FINANCIAL LLC · WATERBURY, CT
LPL FINANCIAL LLC · WATERBURY, CT
OSAIC INSTITUTIONS, INC. · WATERBURY, CT
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