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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
401 South Mt. Juliet Road Suite 133, Mt. Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Brokerage | Nashville | TN | 10/2001 | Present |
| First Tennessee | Nashville | TN | 06/1993 | Present |
| Ftb Advisors, Inc. | Nashville | TN | 10/2013 | Present |
| Lpl Financial Llc | Mt. Juliet | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/25/2025 2. 08/21/2025-Hickory Landing LLC- Real Estate Rental- INV Related- At Clyde, NC- Start date 04/29/2021- 1 Hour Per Month 3. 08/21/2025- Hickory Landing LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date- 04/29/2021- 1 Hour Per Month 4. 08/21/2025- Richard & Margaret Watson sole prop- Real Estate Rental- INV Related- At Old Hickory, TN- Start date 04/21/2017- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-21 |
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