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Gerard Gruber

Geneos Wealth Management, Inc.

Fairfield, CT

CRD 4469120

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Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-10-18
  • CT RA
    APPROVED
    Since 2007-10-18

Branch Locations

55 Walls Drive Suite 308, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Manangement Inc. Fairfield CT 01/2006 Present
Hayden Wealth Management Westport CT 07/2010 11/2017
Harbor West Fairfield CT 11/2017 Present
  • 01/2006 → Present
    Geneos Wealth Manangement Inc.
    Fairfield, CT
  • 07/2010 → 11/2017
    Hayden Wealth Management
    Westport, CT
  • 11/2017 → Present
    Harbor West
    Fairfield, CT
Previous Registrations
  • 2007-02-28 → 2007-11-27
    Hayden Financial Group, Llc
    Westport, CT
Other Businesses

1) DBA: HARBOR WEST LOCATED BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE SALES. 3) SURVEY INCOME.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-01-31
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT

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