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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-29 |
| TN | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chattanooga | TN | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. TO SERVE AS ASSISTANT SWIM COACH FOR THE BAYLOR SCHOOL. 2. SIGNAL MOUNTAIN SPORTS BOOSTERS, SWIM COACH; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 40; NOT INVESTMENT RELATED; START DATE: 10/2009; SIGNAL MOUNTAIN, TN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-17 |
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