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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 03/2014 | 02/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 01/2024 |
| Td Ameritrade Investment Management, Llc | St. Louis | MO | 02/2018 | 01/2024 |
| Charles Schwab & Co., Inc. | St. Louis | MO | 11/2021 | 01/2024 |
| Osaic Wealth, Inc. | St. Louis | MO | 01/2024 | 08/2025 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 09/2025 | Present |
1. USA Gymnastics (USAG) & National Association of Women's Gymnastics Judges (NAWGJ); 280 Strecker Farms Ct Wildwood, MO 63011; Gymnastics Judge; Judge; Judge gymnasts during gymnastics meets throughout the months of Nov - March each meet season; 03/16/2026; 100hrs/yr; Not during securities trading hours; Not investment related 2. Strecker Farms Board of Governors; 276 Strecker Farms Ct Wildwood, MO; Home owners association; Secretary; Compiling meeting minutes Sending communications to home owners Approving home improvement submission requests; 06/04/2026; 2 hrs/week; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-07 |
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