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Robert Joseph Mullin

Mml Investors Services, LLC

Newtown Square, PA

CRD 4006882

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Chadds Ford PA 01/2006 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Previous Registrations
  • 2012-06-20 → 2017-03-25
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
    Newark, DE
    Philadelphia, PA
    Media, PA
    Baltimore, MD
    Chadds Ford, PA
    Baltimore, MD
    Plymouth Meeting, PA
    Springfield, MA
    Springfield, MA
    Chadds Ford, PA
    Baltimore, MD
    Newtown Square, PA
Other Businesses

1) Name: Robert Mullin Inv rel: N Add: 1426 Marshalton Thorndale Rd West Bradford, PA Nature: Sports Official Position: Head Coach Start date: 12/2017 No. HR/MO: 16 No. HR/MO during sec trading: 0 Describe duties: I will be coaching a club volleyball team where I will be compensated $400 per month. 2) Name: Robert Mullin Inv rel: Y Add: 16 Campus Blvd Newtown Square, PA 19073 Nature: Outside insurance business Position: Agent Start date: 07/2016 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Life, Fixed Annuities, Property and Casualty

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27

View on SEC IAPD

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