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Dean A Gilliam

Morgan Stanley

Reno, NV

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
NV RA APPROVED 2019-03-14
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • NV RA
    APPROVED
    Since 2019-03-14
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Reno NV 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Reno, NV
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roseville, CA
  • 2003-09-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sacramento, CA
    Roseville, CA
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-25
  • S66 Uniform Combined State Law Examination
    2002-10-25
Other Names
  • Dean Archar Gillian
  • Dean Archer Gilliam

View on SEC IAPD

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Other Offices

EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV
DISCRETIONARY INC. · RENO, NV

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