Hans William Mathiak

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2012-10-08

MI RA
APPROVED

Since 2012-10-08

Branch Locations

102 West Front Street, Traverse City, MI 49684 • United States

120 North St. Joseph, Suttons Bay, MI 49682 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Traverse City	MI	10/2012	Present

10/2012 → Present

Fifth Third Securities

Traverse City, MI

Previous Registrations

2012-10-01 → 2012-10-02

J.P. Morgan Securities Llc

Traverse City, MI

Williamsburg, MI

Cedar, MI

Traverse City, MI
2011-12-16 → 2012-10-01

Chase Investment Services Corp.

Cedar, MI

Acme, MI

Traverse City, MI

Kalkaska, MI

Traverse City, MI
2009-08-07 → 2011-08-03

Mml Investors Services, Llc

Atlanta, GA
2006-12-14 → 2009-07-23

Msi Financial Services, Inc.

Kennesaw, GA

Atlanta, GA

Norcross, GA
2002-04-08 → 2002-12-31

Equitable Advisors, Llc

Troy, MI

Other Businesses

Shalom Vacation Home LLC - 1732 SW 28th Lane, Cape Coral, FL 33914 - rental - owner - - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-20

S66 Uniform Combined State Law Examination

2001-11-20

Other Names

Hans William Kehrig

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews