Hans William Mathiak

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Fifth Third Securities
  Traverse City, MI

Previous Registrations

• 2012-10-01 → 2012-10-02
  J.P. Morgan Securities Llc
  Traverse City, MI
  Williamsburg, MI
  Cedar, MI
  Traverse City, MI
• 2011-12-16 → 2012-10-01
  Chase Investment Services Corp.
  Cedar, MI
  Acme, MI
  Traverse City, MI
  Kalkaska, MI
  Traverse City, MI
• 2009-08-07 → 2011-08-03
  Mml Investors Services, Llc
  Atlanta, GA
• 2006-12-14 → 2009-07-23
  Msi Financial Services, Inc.
  Kennesaw, GA
  Atlanta, GA
  Norcross, GA
• 2002-04-08 → 2002-12-31
  Equitable Advisors, Llc
  Troy, MI

Other Businesses

Shalom Vacation Home LLC - 1732 SW 28th Lane, Cape Coral, FL 33914 - rental - owner - - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

• S66 Uniform Combined State Law Examination
  2001-11-20

Other Names

• Hans William Kehrig