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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Per Stirling Capital Management | Austin | TX | 05/2016 | 12/2019 |
| B.B. Graham & Company Inc | Austin | TX | 07/2016 | 08/2017 |
| B.B. Graham & Company | Austin | TX | 08/2017 | 09/2019 |
| Ridesharing Companies | Austin | TX | 06/2017 | 04/2018 |
| B.B. Graham & Co. Inc | Austin | TX | 09/2019 | 12/2019 |
| Jp Morgan Securities, Llc | Austin | TX | 12/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Austin | TX | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-10 |
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