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Kristin Rowan

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-10
KY RA APPROVED 2026-02-10
  • IN RA
    APPROVED
    Since 2026-02-10
  • KY RA
    APPROVED
    Since 2026-02-10

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Louisville KY 09/2004 02/2026
Morgan Stanley Smith Barney Llc Louisville KY 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-04
S63 Uniform Securities Agent State Law Examination 2003-06-30
  • S66 Uniform Combined State Law Examination
    2009-05-04
  • S63 Uniform Securities Agent State Law Examination
    2003-06-30
Other Names
  • Kristin Nicole Browsman
  • Kristin Nicole Bowsman
  • Kristin Nicole Rowan

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
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