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Brice Steffes

J.P. Morgan Securities LLC

Warren, MI

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
OH RA APPROVED 2020-08-16
MI RA APPROVED 2018-07-05
TX RA APPROVED 2018-07-05
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2020-08-16
  • MI RA
    APPROVED
    Since 2018-07-05
  • TX RA
    APPROVED
    Since 2018-07-05

Branch Locations

29700 Van Dyke Rd, Warren, MI 48093 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Troy MI 12/2012 06/2018
J.P. Morgan Securities Llc Warren MI 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-31
S63 Uniform Securities Agent State Law Examination 2004-03-15
  • S65 Uniform Investment Adviser Law Examination
    2012-12-31
  • S63 Uniform Securities Agent State Law Examination
    2004-03-15
Designations
Other Names
  • Brice Steffes
  • Brice Richard Steffes

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
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THE HUNTINGTON INVESTMENT COMPANY
AMERIPRISE FINANCIAL SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
FIFTH THIRD SECURITIES, INC.

Other Investors

MICHAEL JOSEPH JENNINGS
NATALIE MARIE GAJEWSKI
Brayden Steele
John C Rodriguez
Molly Gardner
HEATHER MARIE KOCSIS
Aaron Busse
BENJAMIN THOMAS LABADIE

Other Offices

LPL FINANCIAL LLC · WARREN, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WARREN, MI
THE HUNTINGTON INVESTMENT COMPANY · WARREN, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Warren, MI
PNC WEALTH MANAGEMENT LLC · FRASER, MI
LPL FINANCIAL LLC · WARREN, MI
J.P. MORGAN SECURITIES LLC · STERLING HEIGHTS, MI

More in Warren, MI

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