Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-29
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-04-29
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

33051 Schoenherr Rd, Sterling Heights, MI 48312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sterling Heights MI 08/2012 Present
Jpmorgan Chase Bank, N.A. Sterling Heights MI 01/2018 Present
  • 08/2012 → Present
    Sterling Heights, MI
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Sterling Heights, MI
Previous Registrations
  • 2006-05-05 → 2012-10-01
    Chase Investment Services Corp.
    Sterling Heights, MI
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-01
S63 Uniform Securities Agent State Law Examination 2004-06-28
  • S65 Uniform Investment Adviser Law Examination
    2006-05-01
  • S63 Uniform Securities Agent State Law Examination
    2004-06-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sterling Heights, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor