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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

195 W Main St Ste 19, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emanuel Synagogue West Hartford CT 09/2007 Present
Voya Financial Advisors Avon CT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2007 → Present
    Emanuel Synagogue
    West Hartford, CT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Avon, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 195 W MAIN ST STE 19; AVON; CT; 06001; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/21/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Emanuel Synagogue; No; 160 MOHEGAN DR.; WEST HARTFORD; CT; 6617; Singing for compensation; 1st Tenor; 9/1/2007; 1; 0; Singing for high holidays.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-22
  • S66 Uniform Combined State Law Examination
    2002-01-22

View on SEC IAPD

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