Tony Liang

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Jp Morgan Securities Llc
  Alhambra, CA

Previous Registrations

• 2010-05-17 → 2013-11-01
  U.S. Bancorp Investments, Inc.
  Arcadia, CA
  Arcadia, CA
  Arcadia, CA
  Monrovia, CA
• 2009-05-02 → 2010-05-10
  Chase Investment Services Corp.
  El Monte, CA
  San Gabriel, CA
• 2004-04-28 → 2009-05-02
  Wamu Investments, Inc.
  San Gabriel, CA
  El Monte, CA
  San Gabriel, CA
• 2001-12-03 → 2004-04-29
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-11-28

Designations

• Certified Financial Planner

Other Names

• Tony Yan Liang