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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-01-02
  • MD RA
    APPROVED
    Since 2009-01-02

Branch Locations

170 Jennifer Road Suite 140, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financail Services, Inc. Annapolis MD 10/2001 Present
Self-Employed Business Consultant Annapolis MD 09/2002 Present
Self-Employed Tax Preparer Annapolis MD 01/2005 Present
Independent Insurace Sales Agent Annapolis MD 01/2005 Present
Insurance - Non Variable Annapolis MD 12/2006 Present
Raymond James Financial Services Advisors, Inc Annapolis MD 01/2009 Present
Long Financial Services Annapolis MD 10/2001 07/2017
Brad Long Annapolis MD 09/2002 Present
  • 10/2001 → Present
    Raymond James Financail Services, Inc.
    Annapolis, MD
  • 09/2002 → Present
    Self-Employed Business Consultant
    Annapolis, MD
  • 01/2005 → Present
    Self-Employed Tax Preparer
    Annapolis, MD
  • 01/2005 → Present
    Independent Insurace Sales Agent
    Annapolis, MD
  • 12/2006 → Present
    Insurance - Non Variable
    Annapolis, MD
  • 01/2009 → Present
    Annapolis, MD
  • 10/2001 → 07/2017
    Long Financial Services
    Annapolis, MD
  • 09/2002 → Present
    Brad Long
    Annapolis, MD
Other Businesses

(1)Name of Business: Long Financial Services, Inc. Address: 170 Jennifer Rd Ste 140, Annapolis, MD, 21401, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJFS FA and OSJ support (2)Name of Business: NA Address: 170 Jennifer Road #140 Annapolis, MD 21401, annapolis, MD, 21401, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/15/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non variable insurance agent (3)Name of Business: Self Address: 170 Jennifer Road Suite 140 Annapolis, MD 21401, Annapolis, MD, 21401, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 01/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax return preparer

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-11
S65 Uniform Investment Adviser Law Examination 2002-05-06
  • S63 Uniform Securities Agent State Law Examination
    2003-03-11
  • S65 Uniform Investment Adviser Law Examination
    2002-05-06
Designations

View on SEC IAPD

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