Inactive

John Thomas Garrity

Peak Wealth Management LLC

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Current Employers

Peak Wealth Management Llc

20 Trafalgar Sq Suite 404, Nashua, NH 03063 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-28
NH	RA	APPROVED	2015-11-16

TX RA
APPROVED_RES

Since 2019-03-28
NH RA
APPROVED

Since 2015-11-16

Branch Locations

20 Trafalgar Sq Suite 404, Nashua, NH 03063 • United States

Hollis, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peak Wealth Management Llc	Nashua	NH	10/2015	Present

10/2015 → Present

Peak Wealth Management Llc

Nashua, NH

Previous Registrations

2006-03-17 → 2015-10-15

Strategic Advisers Llc

Nashua, NH

Merrimack, NH
2006-08-15 → 2007-03-28

Fidelity Personal Trust Company, Fsb

Merrimack, NH
2004-04-30 → 2006-03-09

Citigroup Global Markets Inc.

Portsmouth, NH

Portsmouth, NH
2003-03-17 → 2004-05-04

Morgan Stanley Dw Inc.

Portsmouth, NH
2002-01-07 → 2002-06-26

Ameriprise Financial Services, Llc

Bedford, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-03

S66 Uniform Combined State Law Examination

2002-01-03

Designations

View on SEC IAPD

Other Firms

INDEPENDENCE FINANCIAL ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

WORLD INVESTMENT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INDEPENDENT ADVISOR ALLIANCE, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK PAIGE PERKINS

Ian Garry Clarke-Pounder

FREDERICK ACKLEY BOUCHER

Corey Patrick Burgess

Jakob Roy Zylak

MELANIE LYNN LAVIGNE

MICHAEL GEORGE CERATO

JAMES DONALD ABAGIS

Other Offices

INDEPENDENCE FINANCIAL ADVISORS, LLC · Nashua, NH

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NASHUA, NH

AMERIPRISE FINANCIAL SERVICES, LLC · NASHUA, NH

WORLD INVESTMENT ADVISORS, LLC · Nashua, NH

WORLD INVESTMENT ADVISORS, LLC · Nashua, NH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH

INDEPENDENT ADVISOR ALLIANCE, LLC · Nashua, NH

EDWARD JONES · NASHUA, NH

More in Nashua, NH

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