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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-19
OR RA APPROVED 2026-01-14
CO RA APPROVED 2026-01-12
  • TX RA
    APPROVED_RES
    Since 2026-08-19
  • OR RA
    APPROVED
    Since 2026-01-14
  • CO RA
    APPROVED
    Since 2026-01-12

Branch Locations

2701 Nw Vaughn Street Suite 800, Portland, OR 97210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Boulder CO 08/2014 12/2021
Raymond James Financial Services, Inc. Denver CO 10/2021 12/2025
Raymond James Financial Services Advisors, Inc. Denver CO 10/2021 12/2025
Raymond James Financial Services, Inc. Thornton CO 01/2026 Present
Raymond James Financial Services Advisors, Inc. Thornton CO 01/2026 Present
Onpoint Community Credit Union Portland OR 01/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 1717 SW Park Ave, Portland, OR, 97201, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of a house that is generating rental income. (2) Name of Business: OnPoint Investment Services Address: 2701 NW Vaughn St Ste 800, Portland, OR, 97210-5387, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/13/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sales Manager - I will be managing FAs within the OnPoint CU program.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-18
S63 Uniform Securities Agent State Law Examination 1999-08-09
  • S66 Uniform Combined State Law Examination
    2008-12-18
  • S63 Uniform Securities Agent State Law Examination
    1999-08-09

View on SEC IAPD

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