Keene Thomas Winters

Current Employers

Employment History

• 12/2010 → 05/2021
  Great Lakes Financial Management Group
  Schofield, WI
• 09/2014 → 05/2021
  Voya Financial Advisors
  Schofield, WI
• 05/2021 → Present
  Lpl Financial Llc
  Schofield, WI

Previous Registrations

• 2004-05-26 → 2021-05-21
  Voya Financial Advisors, Inc.
  Schofield, WI
  Marinette, WI
  Greenwood, WI
• 2002-06-26 → 2004-06-15
  Financial Planning Services, Inc
  Greenwood, WI

Other Businesses

1) 5/2021- Winters Financial Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Schofield, WI- start date 11/26/2008- 2) 5/2021- Non-Variable Insurance- Agent selling fixed annuities, term, LT care- Inv. Related- Schofield, WI - start date 10/2001 3) 5/2021- Winters Pharmacist Services, LLC- co owner- Healthcare consulting- Non-Inv. Related- Schofield, WI- 8hrs/mth 4) 11/07/2022 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/07/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 01/13/2026 - City of Wausau - Politics/ Government - Alderperson for District 6 - Not Investment Related - Home Based - Start Date 04/21/2026 - 24 hours per month/ 4 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-31
• S63 Uniform Securities Agent State Law Examination
  2001-11-08