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Current Employers
Associated Retirement Planners, Inc.

1212 Grand Ave 18, Wausau, WI 54403 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-04
WI RA APPROVED 2026-02-04
  • IL RA
    APPROVED
    Since 2026-02-04
  • WI RA
    APPROVED
    Since 2026-02-04

Branch Locations

1212 Grand Ave 18, Wausau, WI 54403 • United States

290 S. County Farm Rd Suite P, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navi Dowty & Assc., Inc. Wausau WI 01/1982 Present
Associate Retirement Planners, Inc. Wausau WI 04/2008 Present
  • 01/1982 → Present
    Navi Dowty & Assc., Inc.
    Wausau, WI
  • 04/2008 → Present
    Associate Retirement Planners, Inc.
    Wausau, WI
Other Businesses

NAVI DOWTY IS PARTIAL NON-EMPLOYEE, NON-CONTROLLING INTEREST IN REDHAWK WEALTH ADVISORS IN MINNEAPOLIS. START DATE: 6-15-2011. HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 8 HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0. PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERVIED FROM THE BUSINESS:10. OWNER OF DUPAGE TAX GROUP INC AND FINANCIAL SUCCESS FOR THE SMILING RETIREE BOOK NAVI DOWTY & ASSOCIATES, INSURANCE SALES, PRESIDENT, 1982. SELLS INSURANCE SERVICES, APPROXIMATELY 40 HRS/MO DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-06-25
  • S63 Uniform Securities Agent State Law Examination
    1982-06-25
Other Names
  • Navi James Dawty

View on SEC IAPD

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