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1212 Grand Ave 18, Wausau, WI 54403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-04 |
| WI | RA | APPROVED | 2026-02-04 |
Branch Locations
1212 Grand Ave 18, Wausau, WI 54403 • United States
290 S. County Farm Rd Suite P, Wheaton, IL 60187 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navi Dowty & Assc., Inc. | Wausau | WI | 01/1982 | Present |
| Associate Retirement Planners, Inc. | Wausau | WI | 04/2008 | Present |
NAVI DOWTY IS PARTIAL NON-EMPLOYEE, NON-CONTROLLING INTEREST IN REDHAWK WEALTH ADVISORS IN MINNEAPOLIS. START DATE: 6-15-2011. HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 8 HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0. PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERVIED FROM THE BUSINESS:10. OWNER OF DUPAGE TAX GROUP INC AND FINANCIAL SUCCESS FOR THE SMILING RETIREE BOOK NAVI DOWTY & ASSOCIATES, INSURANCE SALES, PRESIDENT, 1982. SELLS INSURANCE SERVICES, APPROXIMATELY 40 HRS/MO DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-06-25 |
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