Brian Eugene Wineke

Current Employers

Employment History

• 11/2005 → Present
  Bank Of America, N.A.
  Newport Beach, CA
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA

Previous Registrations

• 2005-12-08 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newport Beach, CA
  Costa Mesa, CA
  Newport Beach, CA
  Newport Beach, CA
• 2002-09-03 → 2005-11-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA

Other Businesses

I*496045For profit or not for profit: Name of outside business organization: Personal Residence RentalInvestment related: NAddress of business: Seattle, Washington, 98122, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 11/13/2013Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , .(3)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 416 REDLANDS RENTALINVESTMENT RELATED: YESADDRESS OF BUSINESS:PLAYA DEL REY, CALIFORNIA 90296NATURE OF BUSINESS: REAL ESTATEPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 10/15/2010NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DURING TRADING HOURS: 0 HOUR(S) MONTHLYDUTIES: OWN A SINGLE FAMILY RENTAL PROPERTY.(4)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 989 VAN DYKE RENTALINVESTMENT RELATED: YESADDRESS OF BUSINESS:LAGUNA BEACH, CALIFORNIA 92651NATURE OF BUSINESS: REAL ESTATEPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 12/01/2005NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DURING TRADING HOURS: 0 HOUR(S) MONTHLYDUTIES: OWN AND OPERATE FAMILY-OWNED RENTAL PROPERTY LOCATED IN CALIFORNIA.I*494919For profit or not for profit: Name of outside business organization: Brian WinekeInvestment related: NAddress of business: Coronado, California, 92118, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/1999Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , CA.I*501855For profit or not for profit: Name of outside business organization: 17215 Alpine Dr. E.Investment related: NAddress of business: Greenwater, Washington, 98022, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2018Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*, 349621 Entity Type: Not for profit Name of OBA: Seattle Art Museum Address: SEATTLE, WASHINGTON 98101 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/02/2011 No Hours: 5 hours per month No Hours during trading: 2 Duties: Non-Profit Board and Committee assignments

Exams

• S66 Uniform Combined State Law Examination
  2001-12-24