Douglas F. Horner

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 01/2017
  Fidelity Brokerage Services Llc
  Altamonte Springs, FL
• 02/2017 → 05/2017
  Harwood Advisory Firm, Llc
  Largo, FL
• 07/2017 → Present
  Jpmorgan Securities Llc
  Tampa, FL
• 10/2008 → 01/2017
  Strategic Advisers, Inc
  Alamonte Springs, FL

Previous Registrations

• 2017-03-03 → 2017-06-06
  Darwin Wealth Management
  Tampa, FL
• 2009-04-28 → 2017-01-13
  Strategic Advisers Llc
  The Villages, FL
  Altamonte Springs, FL
  Tampa, FL
  Tampa, FL
• 2001-11-27 → 2008-09-24
  Ameriprise Financial Services, Llc
  Oviedo, FL
  Orlando, FL

Exams

• S66 Uniform Combined State Law Examination
  2003-05-16

Designations

• Certified Financial Planner

Other Names

• Douglas Frank Horner