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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
Branch Locations
22 S Main St Ste 1, Topsfield, MA 01983 • United States
Unit #3, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Topsfield | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Topsfield | MA | 03/2020 | Present |
Business Ownership; Paul J Hart, CFP; Tax Preparer; Tax Preparation; 13 Spring Street, Apt 3, Salem, MA, 01970; Not Investment-Related; 01/01/2013; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Hart Masconomet Foundation; Co-Trustee; 12 Wenham Road Topsfield, MA 01983, , Topsfield, MA, 01983; Not Investment-Related; 06/01/2000; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
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