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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Medford | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Medford | OR | 11/2016 | 08/2018 |
| Stifel Nicolaus & Co Inc | Medford | OR | 08/2018 | Present |
Rental Property; 1221 N. Main Street Ashland OR 97520; Landlord; 12/01/2018; 0.50 Hour(s) Per Month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-06 |
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