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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-08-18 |
| TX | RA | APPROVED | 2020-08-18 |
Branch Locations
1011 Warrenville Road Suite 225, Lisle, IL 60532 • United States
Batavia, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lisle | IL | 10/2006 | 08/2020 |
| Ameriprise Financial Services Llc | Lisle | IL | 08/2020 | Present |
Business Ownership; Voyage Financial Group, LLC; Business development, Marketing, Sales for clients; Voyage does none of the above listed services or products. Investment management and advice.; 1011 Warrenville Road, Suite 225, , Lisle, IL, 60532; Investment-Related; 10/06/2006; 40 to 59 hours per month; 60 during trading hours. Outside Employment; Voyage Financial Group, LLC; Owner; ; 1011 Warrenville Road, Suite 225, , Lisle, IL, 60532; Investment-Related; 10/06/2006; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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