Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-11 |
| CT | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S United Bank | Bridgeport | CT | 02/1995 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norwalk | CT | 11/2022 | Present |
| Bank Of America | Westport | CT | 11/2022 | 11/2025 |
| Bank Of America, N.A. | Norwalk | CT | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-18 |
Reach out to this advisor