Lori Susan Duquette

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2021
  Santander Bank, Na
  Newington, CT
• 02/2016 → 03/2021
  Santander Securities, Llc
  San Juan, PR
• 03/2021 → 07/2022
  Citizens Securities Inc.
  Branford, CT
• 08/2022 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2022 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2021-03-02 → 2022-07-11
  Citizens Securities, Inc.
  Branford, CT
  Johnston, RI
  Branford, CT
  Guilford, CT
  Johnston, RI
• 2016-02-12 → 2021-03-01
  Santander Securities Llc
  Hartford, CT
  Wethersfield, CT
  Framingham, MA
  East Hartford, CT
  East Windsor, CT
  Newington, CT
  Worcester, MA
  Newington, CT
  Southington, CT
  West Hartford, CT
  Wickford, RI
  Wethersfield, CT
  Framingham, MA
  Wethersfield, CT
  Boston, MA
  Plainville, CT
  New Haven, CT
  Waterbury, CT
  Waterbury, CT
  Southington, CT
  Bristol, CT
• 2013-04-17 → 2016-01-21
  Citizens Securities, Inc.
  Waterbury, CT
  East Hampton, CT
  Higganum, CT
  Durham, CT
  Cromwell, CT
  Deep River, CT
  Middletown, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-15
• S63 Uniform Securities Agent State Law Examination
  2002-01-19

Other Names

• Lori Susan Amicone
• Lori S Amicone
• Lori S Duquette