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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-11 |
| NH | RA | APPROVED | 2011-05-17 |
| RI | RA | APPROVED | 2010-02-16 |
Branch Locations
80 Washington St Ste D24, Norwell, MA 02061 • United States
Norwell, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors | Richardson | TX | 09/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Norwell | MA | 03/2020 | Present |
Business Ownership; MoleMosh LLC; real estate ownership of office space; office space; 80 Washington St D24, , Norwell, MA, 02061; Not Investment-Related; 07/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours / IVM LLC; Owner; Manage Ameriprise Business; 80 Washington St Unit D24, , Norwell, MA, 02061; Investment-Related; 07/28/2025; 1 to 9 hours per month; 0 during trading hours / Drew Brian LLC; Owner; Manage Ameriprise Business; 80 Washington St, Unit D24, Norwell, MA, 02061; Investment-Related; 07/29/2025; 1 to 9 hours per month; 0 during trading hours / EJM LLC; Owner; Manage Ameriprise Business; 80 Washington St, Unit D24, Norwell, MA, 02061; Investment-Related; 07/28/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; EJM LLC; Owner; Manage advisory business; 15 George Rd, , Norwell, MA, 02061; Investment-Related; 08/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Drew Brian LLC; Owner; Manage advisory business; 80 Washington St, , Norwell, MA, 02061; Investment-Related; 08/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-21 |
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