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Timothy Daley Graham

Private Client Services, LLC

Louisville, KY

Charlotte, NC

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-16
NC RA APPROVED 2021-06-02
  • SC RA
    APPROVED
    Since 2025-10-16
  • NC RA
    APPROVED
    Since 2021-06-02

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

7400 Carmel Executive Park Drive, Suite 210, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 05/2007 10/2020
Alphastar Capital Management Cornelius NC 10/2019 10/2020
Private Client Services Charlotte NC 05/2021 Present
Unemployed Charlotte NC 10/2020 05/2021
  • 05/2007 → 10/2020
    Lpl Financial Llc
    Fort Mill, SC
  • 10/2019 → 10/2020
    Alphastar Capital Management
    Cornelius, NC
  • 05/2021 → Present
    Private Client Services
    Charlotte, NC
  • 10/2020 → 05/2021
    Unemployed
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
  • S66 Uniform Combined State Law Examination
    2003-03-03
Other Names
  • Tim Daley Graham

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
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LPL FINANCIAL LLC · LOUISVILLE, KY
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