Mark D Wiggins

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → Present
  New York Life Insurance Company
  Dallas, TX
• 10/2001 → Present
  Nylife Securities Llc
  Dallas, TX
• 04/2008 → Present
  Wiggins Wealth Strategies
  Frisco, TX
• 02/2013 → Present
  Eagle Strategies Llc
  Plano, TX
• 02/2024 → Present
  Tri Wealth, Llc
  Plano, TX

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA WIGGINS WEALTH STRATEGIES; ONWER ; INVESTMENT RELATED; START DATE 4/2008] [OPERATING UNDER THE DBA NAME OF TRI WEALTH, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; PLANO, TX; START DATE: 02/2024]

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-12
• S63 Uniform Securities Agent State Law Examination
  2002-01-28