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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2013-01-18 |
| TX | RA | APPROVED_RES | 2013-01-10 |
| PA | RA | APPROVED | 2010-06-25 |
| CT | RA | APPROVED | 2007-03-09 |
Branch Locations
2951 Centerville Rd, Wilmington, DE 19808 • United States
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
Wilmington, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 11/2006 | Present |
I. 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: BAGDON GLOBAL HOLDINGS, LLC 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 2614 CROSSGATES DR, WILMINGTON, DELAWARE 19808 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 1/1/2006 8.NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: OWNER, BOARD MEMBER FAMILY RUN BUSINESS PROVIDES RENTAL PROPERTIES, PLANT NURSERY/LANDSCAPING, SALES OF EXTERIOR STRUCTURES SUCH AS SHEDS/SWING SETS, CUSTOM TEXTILES, CRAFTS, EDUCATIONAL PROGRAMS, AND BAKED GOODS. II. THE FOLLOWING INFORMATION IS LISTED FOR INFORMATIONAL PURPOSES. I AM NOT CURRENTLY ENGAGED IN ANY OF THE COMPANIES BELOW, NOR ARE ANY OF THEM INVESTMENT RELATED. NAMES: AZIMUTH ADVISORY PARTNERS, LLC, BAGDON ENTERPRISES, LLC, INDEPENDENT AMERICAN, LLC INVESTMENT RELATED: NO ADDRESS: 180 LINDEN ST, H-1 NEW HAVEN, CT 06511 NATURE: CONSULTING/EDUCATION YOUR POSITION, TITLE, ASSOCIATION: PRESIDENT START DATE: 2003 NUMBER OF HOURS DEVOTED PER MONTH:0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: NONE THE COMPANIES ARE DEFUNCT AND ARE BEING CLOSED. IN ADDITION, I AM A FOUNDER AND FORMER OFFICER OF MY SPOUSE'S COMPANY, BAGDON GLOBAL RESEARCH, WHICH PROVIDES EDUCATIONAL ACTIVITIES IN THE THIRD WORLD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
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