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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-31 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Beverly Hills | CA | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | Present |
TRUSTEE FOR CHILDREN'S TRUSTS (4), INVESTMENT RELATED, LOS ANGELES, CA., START 9/24/2001, 4 HOURS/MONTH, 0 DURING TRADING, MANAGE TRUSTS. EDITOR/TRANSLATOR; NON INVESTMENT RELATED; LOS ANGELES, CA; START 2/2009; 1 HR PER MONTH 0 DURING TRADING; EDITING & TRANSLATING MOVIE SCRIPTS THE STRAND HOMEOWNERS ASSOCIATION, NOT INV RELATED, MANHATTAN BEACH, CA, MANAGING AGENT, START 8/31/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, TACKING DUES AND PAYING VENDORS FOR SHARED HOA COSTS.; FIGMENT ENTERTAINMENT, NOT INV RELATED, LODI, CA, START: 8/4/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-19 |
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