Catherine Anderson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 04/2019
  Nationwide Securities Llc.
  Dublin, OH
• 11/2015 → 07/2019
  Kohl'S
  Timonium, MD
• 08/2019 → 02/2025
  Lincoln Financial Advisors
  Springfiled, PA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 01/2025 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-08-22 → 2025-01-24
  Osaic Fa, Inc.
  Radnor, PA
  Fort Wayne, IN
  Springfiled, PA
• 2019-08-22 → 2019-12-31
  Osaic Fs, Inc.
  Radnor, PA
  Fort Wayne, IN
  Springfiled, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-22
• S63 Uniform Securities Agent State Law Examination
  2014-07-18

Other Names

• Catherine Nora Andrew