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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-08 |
| MA | RA | APPROVED | 2019-04-09 |
| NH | RA | APPROVED | 2016-11-23 |
Branch Locations
149 Emerald Street Unit B, Keene, NH 03431 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Walpole, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Keene | NH | 01/2008 | 11/2016 |
| Raymond James Financial Services, Inc. | Keene | NH | 11/2016 | 05/2022 |
| Steward Partner Invesment Advisory, Llc | Keene | NH | 11/2016 | Present |
| Steward Partners Global Advisory, Llc | Keene | NH | 11/2016 | Present |
| Steward Partners Investment Solutions, Llc | Keene | NH | 05/2022 | Present |
(1)Name of Business: Monadnock Capital Group Address: 34 West St, Keene, NH, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Steward Partners Global Advisory Address: 34 West St, Keene, NH, 03431, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/18/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3)Name of Business: Stowe Mountain Lodge Address: 30 Laurel Hill dr, Leverett, MA, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own a fractional ownership with my wife at Stowe Mountain Lodge and we occasionally rent the unit out
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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