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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
MA RA APPROVED 2019-04-09
NH RA APPROVED 2016-11-23
  • TX RA
    APPROVED
    Since 2026-04-08
  • MA RA
    APPROVED
    Since 2019-04-09
  • NH RA
    APPROVED
    Since 2016-11-23

Branch Locations

149 Emerald Street Unit B, Keene, NH 03431 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Walpole, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Keene NH 01/2008 11/2016
Raymond James Financial Services, Inc. Keene NH 11/2016 05/2022
Steward Partner Invesment Advisory, Llc Keene NH 11/2016 Present
Steward Partners Global Advisory, Llc Keene NH 11/2016 Present
Steward Partners Investment Solutions, Llc Keene NH 05/2022 Present
  • 01/2008 → 11/2016
    Wells Fargo Advisors Llc
    Keene, NH
  • 11/2016 → 05/2022
    Raymond James Financial Services, Inc.
    Keene, NH
  • 11/2016 → Present
    Steward Partner Invesment Advisory, Llc
    Keene, NH
  • 11/2016 → Present
    Steward Partners Global Advisory, Llc
    Keene, NH
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Keene, NH
Previous Registrations
Other Businesses

(1)Name of Business: Monadnock Capital Group Address: 34 West St, Keene, NH, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Steward Partners Global Advisory Address: 34 West St, Keene, NH, 03431, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/18/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3)Name of Business: Stowe Mountain Lodge Address: 30 Laurel Hill dr, Leverett, MA, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own a fractional ownership with my wife at Stowe Mountain Lodge and we occasionally rent the unit out

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-27
S63 Uniform Securities Agent State Law Examination 2001-12-28
  • S66 Uniform Combined State Law Examination
    2003-08-27
  • S63 Uniform Securities Agent State Law Examination
    2001-12-28
Designations

View on SEC IAPD

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