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Michael Stuart Wirtheim

Rbc Capital Markets, LLC

Syracuse, NY

Baldwinsville, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-16
TX RA APPROVED 2026-01-16
  • NY RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Baldwinsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Syracuse NY 06/2006 01/2026
Rbc Capital Markets, Llc Syracuse NY 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
  • S66 Uniform Combined State Law Examination
    2001-12-17

View on SEC IAPD

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