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Derek Nicholas Winkel

State Farm Investment Management Corp.

Sioux City, IA

CRD 4460032

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2018-07-31
SD RA APPROVED 2018-07-31
IA RA APPROVED 2018-07-30
  • NE RA
    APPROVED
    Since 2018-07-31
  • SD RA
    APPROVED
    Since 2018-07-31
  • IA RA
    APPROVED
    Since 2018-07-30

Branch Locations

4131 Gordon Drive, Sioux City, IA 51106-1304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Sioux City IA 09/2001 Present
Derek Winkel Insurance Agency Sioux City IA 01/2005 Present
State Farm Vp Management Corp Le Mars IA 01/2016 04/2017
Derek Winkel Insurance Agency Le Mars IA 01/2016 04/2017
State Farm Investment Management Corp Sioux City IA 07/2018 Present
  • 09/2001 → Present
    State Farm Vp Management Corp
    Sioux City, IA
  • 01/2005 → Present
    Derek Winkel Insurance Agency
    Sioux City, IA
  • 01/2016 → 04/2017
    State Farm Vp Management Corp
    Le Mars, IA
  • 01/2016 → 04/2017
    Derek Winkel Insurance Agency
    Le Mars, IA
  • 07/2018 → Present
    Sioux City, IA
Other Businesses

1) Derek Winkel's Insurance Agency; Insurance Agency; Investment-related; 4131 Gordon Dr. Sioux City, IA 51106-1304; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 3/1/2002; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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