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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-27
  • MO RA
    APPROVED
    Since 2025-02-27

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

O' Fallon, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 04/2012 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; CLAYTON, MO; START DATE 9/2018; 3 HRS PER MONTH; 0 HRS DURING TRADING.| POWER OF ATTORNEY FOR SISTER; INV RELATED; O'FALLON, IL; START DATE 05/12/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; POA for sister

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-26
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S65 Uniform Investment Adviser Law Examination
    2006-06-26
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14

View on SEC IAPD

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