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Travis Dean Regier

Rbc Capital Markets, LLC

Annapolis, MD

Annapolis, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-05
MD RA APPROVED 2005-09-15
DC RA APPROVED 2004-01-20
  • TX RA
    APPROVED_RES
    Since 2016-08-05
  • MD RA
    APPROVED
    Since 2005-09-15
  • DC RA
    APPROVED
    Since 2004-01-20

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Annapolis MD 03/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28
Other Names
  • Travis :DEan Regier

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
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AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
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