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Cindy Lopez

Citigroup Global Markets Inc.

Coral Gables, FL

Miami, FL

Miami, FL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-25
FL RA APPROVED 2023-07-27
  • TX RA
    APPROVED_RES
    Since 2026-06-25
  • FL RA
    APPROVED
    Since 2023-07-27

Branch Locations

Cwm Retail, Sales 396 Alhambra Circle, Coral Gables, FL 33134 • United States

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Suite 100, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Coral Gables FL 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-28
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S65 Uniform Investment Adviser Law Examination
    2023-06-28
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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