Dennis Paul Mauk

Truist Advisory Services, Inc.

Winston-Salem, NC

Claim This Profile

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-08-13

NC RA
APPROVED

Since 2021-08-13

Branch Locations

110 S Stratford Rd Fl 2, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Kernersville	NC	02/2015	08/2021
Bank Of America, N.A.	Kernersville	NC	02/2015	08/2021
Truist Investment Services, Inc	Atlanta	GA	08/2021	Present
Truist Advisory Services, Inc	Atlanta	GA	08/2021	Present

02/2015 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kernersville, NC
02/2015 → 08/2021

Bank Of America, N.A.

Kernersville, NC
08/2021 → Present

Truist Investment Services, Inc

Atlanta, GA
08/2021 → Present

Truist Advisory Services, Inc

Atlanta, GA

Previous Registrations

2015-03-03 → 2021-08-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kernersville, NC

Charlotte, NC

Kernersville, NC

Kernersville, NC

Winston Salem, NC

Winston Salem, NC

Kernersville, NC
2014-01-06 → 2015-02-23

Wells Fargo Clearing Services, Llc

Winston Salem, NC

Winston Salem, NC

Advance, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-04

S66 Uniform Combined State Law Examination

2014-01-04

Other Names

Dennis Paul Mauk
Dennis Paul Mauk
D. Paul Mauk, Jr
D. Paul Mauk, Jr
D. Paul Mauk, Jr
Dennis Paul Mauk
Dennis Paul Mauk
Dennis Paul Mauk

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC

JT STRATFORD, LLC

DARDA FINANCIAL

FIRST CITIZENS INVESTOR SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

PRINCIPAL SECURITIES, INC.

PARK AVENUE SECURITIES LLC

VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN

DAVID BRIAN REA

JAMES JOYNER EDMUNDSON

KRISTOPHER SHEA ABERNETHY

JESSE FRANKLIN GOINS

KENNETH SCOTT JONES

GEORGE GARFIELD KEENER

MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC

JT STRATFORD, LLC · WINSTON-SALEM, NC

DARDA FINANCIAL · WINSTON-SALEM, NC

FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC

CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC

PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC

PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC

VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

More in Winston-salem, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor