Mark T Vander Veen

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-07
TX	RA	APPROVED_RES	2024-10-05

FL RA
APPROVED

Since 2024-10-07
TX RA
APPROVED_RES

Since 2024-10-05

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Hunt Valley	MD	10/2011	10/2024
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2024
Wells Fargo Clearing Services, Llc	Palm Beach	FL	10/2024	Present

10/2011 → 10/2024

Morgan Stanley Smith Barney

Hunt Valley, MD
01/2015 → 09/2024

Morgan Stanley Private Bank, National Association

New York, NY
10/2024 → Present

Wells Fargo Clearing Services, Llc

Palm Beach, FL

Previous Registrations

2011-10-21 → 2024-09-11

Morgan Stanley

Hunt Valley, MD
2009-10-23 → 2011-10-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Towson, MD
2006-11-17 → 2009-10-23

Banc Of America Investment Services, Inc.

Towson, MD
2003-07-01 → 2006-11-21

Wells Fargo Clearing Services, Llc

Baltimore, MD

Baltimore, MD
2002-04-18 → 2003-07-01

Prudential Equity Group, Llc

Oak Brook Terrace, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-16
S63	Uniform Securities Agent State Law Examination	2002-03-25

S65 Uniform Investment Adviser Law Examination

2002-04-16
S63 Uniform Securities Agent State Law Examination

2002-03-25

Other Names

Mark T. Vander Veen

View on SEC IAPD

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Other Investors

Cameron McDonough

Philip M. Reagan

Kyle Scott Berardi

CHRISTOPHER ROBERT PRINDLE

MAURICIO MOREIRA

Other Offices

HARLAN CAPITAL PARTNERS LLC · PALM BEACH, FL

SNOWPOINT VENTURES MANAGEMENT, LLC · PALM BEACH, FL

BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL

MORGAN STANLEY · Palm Beach, FL

NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL

MORGAN STANLEY · Palm Beach, FL

HARVEY CAPITAL MANAGEMENT INC · PALM BEACH, FL

MISTRAL EQUITY PARTNERS · PALM BEACH, FL

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