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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-10-06
TX RA APPROVED 2016-10-06
  • CT RA
    APPROVED
    Since 2016-10-06
  • TX RA
    APPROVED
    Since 2016-10-06

Branch Locations

60 Willow Street Suite 101, Mystic, CT 06355 • United States

15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 10/2016
Janney Montgomery Scott Llc Mystic CT 10/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-18
  • S66 Uniform Combined State Law Examination
    2003-02-18
Designations

View on SEC IAPD

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