Matthew Lawrence Darpel

Current Employers

Employment History

• 06/2000 → 08/2026
  Matthew L. Darpel P.S.C.
  Florence, KY
• 10/2013 → 08/2026
  Lpl Financial, Llc
  Crestview Hills, KY
• 10/2013 → 12/2018
  Independent Financial Partners
  Crestview Hills, KY
• 12/2018 → 08/2026
  Independent Advisor Alliance, Llc
  Crestview Hills, KY
• 08/2026 → Present
  Robert W. Baird & Co. Incorporated
  Fort Wright, KY

Previous Registrations

• 2018-12-10 → 2026-08-25
  Independent Advisor Alliance, Llc
  Crestview Hills, KY
• 2025-11-04 → 2026-07-13
  Lpl Financial Llc
  Villa Hills, KY
  Crestview Hills, KY
  San Diego, CA
• 2018-10-11 → 2018-12-07
  Independent Financial Partners
  Crestview Hills, KY
• 2013-11-04 → 2018-10-10
  Independent Financial Partners
  Crestview Hills, KY
• 2005-01-27 → 2013-10-31
  Cetera Advisors Llc
  Chillicothe, OH
  Crestview Hills, KY
  Ft. Mitchell, KY
• 2004-05-18 → 2005-01-31
  Pan-American Investment Advisers, Inc.
  Ft. Mitchelle, KY
• 2002-09-30 → 2003-11-19
  Creative Financial Designs, Inc.
  Florence, KY

Other Businesses

1. 10/31/2013: NO BUSINESS NAME - INVESTMENT RELATED - CRESTVIEW, COVINGTON & THOMAS, KY - REAL ESTATE RENTAL - OWNER- 4 RENTAL PROPS. 2. 10/31/2013: MATTHEW L DARPERL PSC - OTHER-ATTORNEY - TIME SPENT 5% - ATTORNEY- LEGAL SERVICES IN AREAS OF ESTATE PLANNING, PROBATE, ELDER LAW. 3. 2/20/2019 - Independent Advisor Alliance - DBA: (HYBRID) Darpel, Dickman & Harrigan Wealth Mgmt - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/20/2018 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 2/20/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/23/2023 - Darpel & Howard Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/10/2023 - 160 Hours Per Month/ During Securities Trading 5. 12/04/2023 - Darpel Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/03/2023 - 50 Hours Per Month/ 40 Hours During Trading 6. 12/07/2023 - Darpel & Howard Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/20/2018 - 120 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 210 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/11/2023 - Darpel & Howard Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/07/2015 - 40 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-07-02
• S63 Uniform Securities Agent State Law Examination
  2002-02-28

Other Names

• Matthew L. Darpel
• Matthew L Darpel