Zachary Butler

Current Employers

Employment History

• 11/2010 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Barrington, IL
• 06/2011 → Present
  Bank Of America,N.A.
  Deer Park, IL
• 04/2020 → Present
  Kestra Private Wealth Management
  Palatine, IL
• 04/2020 → Present
  Kestra Investment Services, Llc
  Palatine, IL

Previous Registrations

• 2010-11-16 → 2020-05-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL
  Delavan, WI
  Fort Collins, CO
• 2002-01-03 → 2010-11-16
  Edward Jones
  Delavan, WI

Other Businesses

Business Name: MEDSPA EXPANSION GROUP POSITION: Member. Managing Partner. NATURE: The LLC will invest in Medspas. We will partner with existing medspas when they need to expand. Pretty straightforward business investment that doesn't require ongoing management once the investment is made. If this were just one spa, I'd submit as a passive investment, but I'm submitting as an OBA because the longer-term plan is to invest in multiple locations. Right now it's a partnership with one spa owner only, but over time there might be a portfolio of investments. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2021 ADDRESS: 20280 N. Hazelcrest Rd, PALATINE IL 60074, United States DESCRIPTION: We will be making investments in growing medspas. I'll be responsible for preparing the documents, and interacting with the medspa owners, accountants, and attorneys. Business Name: THREE BRIDGES PLANNING POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 03/10/2023 ADDRESS: 304 S. Harbor City Blvd, Suite 200, Melbourne FL 32901, United States DESCRIPTION: Same duties I have currently at Ceres Wealth. Acting as a licensed financial advisor, primarily doing advisory business, as well as some insurance and planning business. Business Name: FL ZIB INC POSITION: Manager NATURE: Tax entity for Kestra income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 4612 Barracuda Dr, Bradenton FL 34208, United States DESCRIPTION: This entity just receives 100% of my Kestra or insurance prodcution income, then is used to distribute my income, pay my expenses to Three Bridges, contribute to my retirement, and pay taxes, etc. Business Name: PALATINE IL RENTAL POSITION: Landlord NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 20280 Hazelcrest Rd, Palatine IL 60074, United States DESCRIPTION: Property management. Business Name: ST PETE RENTAL POSITION: Landlord NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 727 Highland St N, St. Petersburg FL 33701, United States DESCRIPTION: Property management.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-18
• S63 Uniform Securities Agent State Law Examination
  2001-12-06

Other Names

• Zachary Butler
• Zachary Imes Butler