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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 660 Fifth Ave, New York, NY 10103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc Mamaroneck NY 04/2012 Present
Previous Registrations
  • 2011-06-29 → 2012-04-27
    Chase Investment Services Corp.
    Pomona, NY
    Suffern, NY
    Garnerville, NY
    Garnerville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
S63 Uniform Securities Agent State Law Examination 2008-02-18
  • S66 Uniform Combined State Law Examination
    2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    2008-02-18
Other Names
  • Saumya Ann Daniel
  • Saumya Ann Varghese
  • Ann Daniel

View on SEC IAPD

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