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Seth J Jones

J.P. Morgan Securities LLC

Heathrow, FL

CRD 4457444

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-10
NJ RA APPROVED 2018-04-30
TX RA APPROVED_RES 2014-06-11
FL RA APPROVED 2012-10-01
  • GA RA
    APPROVED
    Since 2022-08-10
  • NJ RA
    APPROVED
    Since 2018-04-30
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

550 International Pkwy, Floor 01, Heathrow, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Heathrow FL 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Tampa, FL
    Brandon, FL
    Valrico, FL
    Brandon, FL
    Brooksville, FL
    Tampa, FL
    Tampa, FL
    Land O Lakes, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Holiday, FL
    Tampa, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Valrico, FL
    New Port Richey, FL
    New Port Richey, FL
    Wesley Chapel, FL
    Tampa, FL
    Spring Hill, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    New Port Richey, FL
    Riverview, FL
    Lutz, FL
    Tampa, FL
    The Colony, TX
    Frisco, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Irving, TX
    Carrollton, TX
    Flower Mound, TX
    Mckinney, TX
    Coppell, TX
    Carrollton, TX
    Coppell, TX
    Farmers Branch, TX
    Carrollton, TX
    Farmers Branch, TX
    Lewisville, TX
    Irving, TX
    Dallas, TX
    Denton, TX
    Denton, TX
    Plano, TX
    Denton, TX
    Allen, TX
    Highland Village, TX
    Lewisville, TX
    Carrollton, TX
    Coppell, TX
    Irving, TX
    Denton, TX
    Flower Mound, TX
    Ft. Worth, TX
    Plano, TX
    Plano, TX
    Frisco, TX
    Tampa, FL
    Mckinney, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Mckinney, TX
    Plano, TX
    Plano, TX
    Dallas, TX
    Mansfield, TX
    Midlothian, TX
    Farmers Branch, TX
    Carrollton, TX
    Casselberry, FL
    Richardson, TX
    Dallas, TX
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    West Melbourne, FL
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    Winter Park, FL
    Winter Park, FL
    Winter Springs, FL
    Arlington, TX
    Irving, TX
    Frisco, TX
    Plano, TX
    Frisco, TX
    Mckinney, TX
    Mckinney, TX
    Frisco, TX
    Mckinney, TX
    Plano, TX
    Plano, TX
    Allen, TX
    Allen, TX
    Plano, TX
    Plano, TX
    Frisco, TX
    Little Elm, TX
    Plano, TX
    Plano, TX
    Mckinney, TX
    Plano, TX
    Plano, TX
    Allen, TX
    Dallas, TX
    Lancaster, TX
    Frisco, TX
    Ft. Worth, TX
    Hurst, TX
    Grand Prairie, TX
    Dallas, TX
    Euless, TX
    Grand Prairie, TX
    Bedford, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
    Irving, TX
    Grand Prairie, TX
    De Soto, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Duncanville, TX
    Dallas, TX
    Dallas, TX
    Plano, TX
    Plano, TX
    Orlando, FL
    Cedar Hill, TX
    Plano, TX
    Carrollton, TX
    Farmers Branch, TX
    The Colony, TX
    Carrollton, TX
    Allen, TX
    Desoto, TX
    Plano, TX
  • 2004-09-23 → 2005-07-06
    Banc One Securities Corporation
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 2002-03-27
  • S65 Uniform Investment Adviser Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    2002-03-27
Other Names
  • Seth Joseph Jones

View on SEC IAPD

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