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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-13
TX RA APPROVED_RES 2017-05-01
KS RA APPROVED 2015-06-11
  • FL RA
    APPROVED
    Since 2018-07-13
  • TX RA
    APPROVED_RES
    Since 2017-05-01
  • KS RA
    APPROVED
    Since 2015-06-11

Branch Locations

8535 East 21St Street N Suite 125, Wichita, KS 67206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Wichita KS 06/2015 Present
  • 06/2015 → Present
    Robert W. Baird
    Wichita, KS
Previous Registrations
Other Businesses

Name/Address: Trinity Academy 12345 E 21st St N Witchita KS 67206 Start Date: 9/1/23 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Coach Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
  • S66 Uniform Combined State Law Examination
    2001-11-29

View on SEC IAPD

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