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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-12-02 |
| CA | RA | APPROVED | 2002-02-14 |
Branch Locations
7930 W Kenton Cir Ste 210, Huntersville, NC 28078 • United States
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Huntersville | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Huntersville | NC | 03/2020 | Present |
Business Ownership; RGAA, LLC; Co-owner; RGAA LLC will only be used to support practice operations.; 535 N. Brand Blvd., Suite 1000, Glendale, CA, 91203; Investment-Related; 03/04/2024; 0 hours per month; 0 during trading hours. Outside Employment; Insperity PEO Services L.P.; Employee; Insperity PEO services is used by Franchise Advisors for employment compensation; 19001 Crescent Springs Drive, , Kingwood, TX, 77339; Investment-Related; 11/19/2001; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-11 |
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